About Me
John Marino Francis
John Marino Francis is an Investment Manager and Certified Broker with over 9 years of experience in the financial industry.
John Marino Francis and his team have created customized comprehensive strategies for their clients to improve their financial situation. With a long history of managing portfolios using strong risk control and diversification. Her Large-Cap and Small-Cap strategies are managed using a quantitative that she developed and enhanced.
John Marino Francis has lived by the Golden Rile and built a career on core belief: the client’s interest always comes first. she shifted his practice model toward Goals-Based Wealth Management, discussing real goals with clients, such as educating millennials, elevating client relationship and tailored solutions that adjusts to their needs. She achieved a dramatic growth during his tenures as Investment Manager, Private Banking and Investment Group, Including a 55% revenue increase.
About
As I grew in leadership, I guided financial advisors away from a metrics-driven approach
and cultivated a culture where advisors are more authentic and even vulnerable with
clients, creating a powerful relationship of trust. Because of the stressful nature of this work, I have offered wellness programs to employees, providing education on
mindfulness, nutrition, exercise, and personal energy management. I committed my
services to giving back, supporting hands-on service opportunities that created lasting
connections.
My purose: To help others.
What financial services does John Marino Francis offer?
In the field of portfolio management, the excellence in his career and robust experience
builds confidence and willingness to transact with him. It is quintessential to mention
that his investment management and trading techniques borders on profit
maximization and loss reduction strategies, using tested trading signals, insurance, take
profit and cut loss strategies to maximize guaranteed profit even in a bearish market
and declining economy. John Marino Francis focuses mainly on the stock, foreign exchange, and digital currency market, with over 650+ active clients across the globe currency registered under him, She handles the lot of clients investment through copy trading which in turn enable a prospective investors understand the basic of investing through his trading patterns.
What I Do
Stock
Certified Stock Broker
Foreign Exchange
Foreign Exchange Manager
What type of financial advisor is John Marino Francis?
John Marino Francis is Dually Registered with FINRA & IIROC.There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).
Financial Advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor.
What financial services does John Marino Francis offer?
In the field of portfolio management, the excellence in his career and robust experience builds confidence and willingness to transact with him. It is quintessential to mention that his investment management and trading techniques borders on profit maximization and loss reduction strategies, using tested trading signals, insurance, take profit and cut loss strategies to maximize guaranteed profit even in a bearish market and declining economy.
John Marino Francis focuses mainly on the stock, foreign exchange, and digital currency market, with over 650+ active clients across the globe currently registered under him, She handles the lot of client's investment through copy trading which in turn enables a prospective investor understand the basic of investing through his trading patterns.
My Resume
SALOMON SMITH BARNEY INC.
(CRD# 7059 )SCHRODER & CO. INC
CRD# 6112UBS FINANCIAL SERVICES INC.
CRD# 8147MORGAN STANLEY
CRD# 149777UBS PAINEWEBBER INC.
(CRD# 8174)SMITH, MOORE & CO
(CRD# 3441)UBS FINANCIAL SERVICES INC. (CRD# 8174)
(CRD# 8174)Senior Broker
Feb 2020 - Present (1 year 2 month)
Senior BrokerManages and trades a portfolio of credit products with the objective of generating alpha and convexity to the market. Have 9+ years of firsthand trading experience in standard and bespoke synthetic CDO tranches and indices, CDX swaptions, single name CDS, and equity options and futures. Recently have been looking at relative value opportunities in credit vs equities, and FX and rates space. Given the low yield environment in the financial world, start to focus on low/zero cost tail protection for the portfolio and fund with 5- I Ox payoff potential.
5/10/2018 (1 years 3 months)
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
✓ Managed 12 accounts summing to $576 million in equity, real estate, fixed income, and commodities investments.
✓ Analyzed investment managers and provided investment recommendations to ACERA's Investment Committee.
✓ Performed investment manager due diligence of financial statements, investment strategy, performance, risk management, and background checks.
✓ Analyzed daily holdings of a $1.2 billion Fund and rebalanced the portfolio according to policy asset allocations.
✓ Conducted private equity and alternative returns manager analysis, cash analysis, and proxy voting analysis.
Senior Investment
June 2013 - September 2016 (3 years 4 months)
Senior Investment Advisor
Managed and co-supported 12 client accounts with all aspects of their investment analysis and management.
✓ Developed custom portfolio analysis reports to conduct attribution and risk analysis of portfolios.
✓ Managed and automated investment processes including data integration and quality control, scenario analysis and risk reporting, performance attribution reporting, and compliance reporting.
✓ Created custom quantitative excel models used for company valuation, investment analysis, and due diligence.
✓ Strong in-depth knowledge of fixed income and structured instruments including fixed income analytics and attribution.